60-day public consultation on ASI Program normative documentation

Starting May 5, 2017, ASI is holding a 60-day public consultation period for all stakeholders to review and comment on the following draft documents listed here (brief information on each document is provided below).

Additional Insights

Stakeholders can gain additional insights into the ASI Standards Program via several additional means. First, stakeholders can watch a short overview webinar of the consultation documents and process, or consult the related ppt slides. An Overview document details the consultation documents. Last, a recorded webinar (from 24.5.17) does a deeper dive into the documents, the proposed changes from previous versions of the documents and touches on the pilot phase.

How to participate

ASI warmly welcomes your questions, feedback and input. Feedback on the normative documents can be returned using the Consultation Comment Form. Any questions can be forwarded to consultations@aluminium-stewardship.org.

ASI Performance Standard

ASI’s Performance Standard covers critical issues for the entire aluminium value chain including biodiversity management in mining, indigenous people’s rights, greenhouse gas emissions, waste management and material stewardship.

  • The current approved ASI Performance Standard (Version 1) was published in December 2014. It was developed with a multi-stakeholder Standard Setting Group, comprised of interested parties with a broad representation of interests in the key issues addressed by the standard. The International Union for Conservation of Nature (IUCN) acted as coordinator of the standard-setting process.
  • A draft of the ASI Performance Standard Version 2 has been developed with the ASI Standards Committee for comment in 2017. It includes minor updates to integrate the ASI Performance Standard into the broader ASI certification program, and is not intended as a major revision of the broad intent or scope of the Standard’s performance requirements. Changes include:
    • the rebranded ASI template design
    • an updated introductory section
    • an expanded glossary of definitions
    • the performance criteria reviewed and restructured for clarity and auditability, and
    • accompanying Guidance chapters to support interpretation and implementation.

Relevant Links

ASI Chain of Custody (CoC) Standard

ASI’s Chain of Custody (CoC) Standard aims to link responsible production with responsible sourcing and support increased emphasis on sustainability in procurement practices. The primary purpose of the CoC Standard is to drive implementation of the performance requirements defined in the ASI Performance Standard.

  • A draft 3 of the Chain of Custody Standard and accompanying Guidance was published for comment from October to December 2016. All stakeholder comments received were logged and published on the ASI website, along with ASI’s responses, as well as a summary report analysing key topics for analysis by the Standards Committee.
  • As a result, draft 4 of the Chain of Custody Standard, plus accompanying Guidance has been developed. Changes since draft 3 which respond to stakeholder input are highlighted with track changes in both documents.

Relevant Links

ASI Assurance Manual

ASI’s Assurance Manual sets out the principles, procedures and objectives for the assurance model that supports ASI Certification. It is for use by ASI Members and ASI Accredited Auditors when carrying out activities and responsibilities associated with ASI Certification, and will be publicly available.

The Assurance Manual has been developed with the ASI Standards Committee and a draft made available with this consultation to provide the relevant context for the ASI certification program. It covers:

  • The overall process for achieving ASI Certification
  • How Members perform an initial Self Assessment to prepare for an Audit
  • How Accredited Auditors conduct independent third party Audits to assess Conformance with ASI Standards
  • General principles for conducting effective Self Assessments and Audits.

A separate Fact Sheet has been produced to give an overview of how ASI Certification Scope and Membership Classes intersect through the applicability of individual criteria in ASI standards as defined by the relevant supply chain activities.  It is an extract from the ASI Assurance Manual (Chapter 4 – Certification Scope).  ASI welcomes questions and comments on this aspect of its program design, as part of the consultation.

ASI Claims Guide

ASI’s Claims Guide sets out the rules and supporting guidance for the types of claims made regarding ASI Certification and Membership. The Claims Guide has also been developed with the ASI Standards Committee and a draft made available to provide context and to seek feedback and questions from stakeholders and implementing companies.

Specifically, the Guide gives instruction on:

  • Claims relating to ASI Membership
  • Claims relating to the ASI Performance Standard
  • Claims relating to the ASI Chain of Custody Standard
  • Use of ASI Logos and QR Code
  • Monitoring, enforcement and complaints

ASI Fact Sheet on Certification Scope and Membership Classes

This Fact Sheet has been developed to give an overview of how ASI Certification Scope and Membership Classes intersect through the applicability of individual criteria in ASI standards as defined by the relevant supply chain activities.
It is an extract from the ASI Assurance Manual (Chapter 4 – Certification Scope).